AIFs are required to submit, inter alia, the following documents for evaluation by the AIF Cell:
• SEBI registration certificate
• Private Placement Memorandum (PPM) and Investment Management (IM) Agreement
• Track Record (realized and unrealized performance)
• Details of Key Members such as Directors/Partners of the AIF.
• Organizational Structure
• Compliance certifications
• Valuation policy
• ESG Policy (if applicable)
• Risk management framework
• Litigation disclosure
• PMLA-related declarations
• Grading/Rating of AIF
• Non Disclosure Agreement
The above list is indicative and not exhaustive. Additional information/documents may be sought as part of the evaluation process, wherever required.
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