AIFs are required to submit, inter alia, the following documents for evaluation by the AIF Cell:
- SEBI registration certificate
- Private Placement Memorandum (PPM) and Investment Management (IM) Agreement
- Track Record (realized and unrealized performance)
- Details of Key Members such as Directors/Partners of the AIF.
- Organizational Structure
- Compliance certifications
- Valuation policy
- ESG Policy (if applicable)
- Risk management framework
- Litigation disclosure
- PMLA-related declarations
The above list is indicative and not exhaustive. Additional information/documents may be sought as part of the evaluation process.
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